Services

The LWH Difference

Specialist US consulting service lines, with the advantage of an integrated in-house team: law, audit and advisory under one roof.

• In-house US securities counsel (LII Law): securities law advice on every engagement, not an external referral
• In-house assurance arm (LII Assurance): PCAOB audit readiness and US GAAP conversion from the team
• Boutique by design: fewer clients, senior-led teams, direct partner access on every mandate
• One accountable team from structuring to SEC filing: no hand-offs between coordinator, lawyer and auditor

US Capital Market Compliance

• SEC filing calendar and disclosure management
• NASDAQ / OTCQB listing applications coordination
• Broker-dealer and market-maker coordination
• Transfer agent and DTC eligibility coordination
• Blue Sky and state securities law coordination

PCAOB Audit & Readiness

• Introductions to and engagement management with PCAOB-registered audit firms
• Audit readiness review, internal controls assessment and remediation
• IFRS / HKFRS / PRC GAAP to US GAAP conversion workbooks
• Audited financial statements review for SEC disclosure

Listing & Capital Raising

• RTO / reverse merger structuring
• SPAC merger and de-SPAC advisory, PIPE structuring
• SEC registration statement readiness and public offerings
• Private placements structuring and coordination

US Securities Law

• Corporate and securities structuring, disclosure and regulatory advice
• Available for issuer and underwriter counsel roles